888-923-9223Did you incur investment losses with Stanley Keyes? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Stanley Keyes of Kovack Securities Inc. related to his alleged unsuitable investmentrecommendations, unauthorized trading, misrepresentations and breach of fiduciary duty. Keyes has five customer complaints and one regulatory action against him. Fortunately, for those investors that… Read more »
Posts Tagged: Broker
Invest with Alfred Talens?
Did you incur investment losses with Alfred Talens? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Alfred Talens of LPL Financial related to his alleged unsuitable recommendation of avariable annuity. Talens has one customer complaint against him. Fortunately, for those investors that incurred losses investing with Talens may be able to recover… Read more »
Invest with Jesse Griffin?
Did you incur investment losses with Jesse Griffin? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Jesse Griffin of VSR Financial Services related to his alleged unsuitable investments. Griffin has 5 customer complaints against him. Fortunately, for those investors that incurred losses investing with Griffin may be able to recover… Read more »
Invest with Jeffrey Davidson?
Did you incur investment losses with Jeffrey Davidson? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Jeffrey Davidson of American Portfolios related to allegedly recommending unsuitable mutual fund switches in at least 12 customer accounts. Davidson has been suspended by FINRA. Fortunately, for those investors that incurred losses investing with… Read more »
Invest with Carlos Benavidez Jr.?
Did you incur investment losses with Carlos Benavidez Jr.? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Carlos Benavidez Jr. formerly of Waddell & Reed related to his alleged discretionary trades without written authorization. Benavidez has been suspended by FINRA. Fortunately, for those investors that incurred losses investing with Benavidez… Read more »
Invest with Joseph Hooper?
Did you incur investment losses with Joseph Hooper? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Joseph Hooper formerly of Source Capital Group Inc. related to his alleged private securities transactions without notifying the firm. Hooper has been suspended by FINRA. Fortunately, for those investors that incurred losses investing with… Read more »
Invest with Honetta Kao?
Did you incur investment losses with Honetta Kao? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Honetta Kao formerly of Meyers Associates L.P. and Caldwell International Securities related to alleged willful violations of securities laws and FINRA rules. Kao has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Kao may… Read more »
Invest with Ricardo Fancois?
Did you incur investment losses with Ricardo Fancois? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Ricardo Fancois formerly of Caldwell International Securities related to his alleged violation of FINRA rules and regulations. Fancois has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Fancois may… Read more »
Invest with Deborah Ann Ames?
Did you incur investment losses with Deborah Ann Ames? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Deborah Ann Ames of Allstate Financial related to her alleged payment of customer premiums in order to receive additional compensation. Ames has been barred by FINRA. Fortunately, for those investors that incurred losses investing… Read more »
Invest with James Starks?
Did you incur investment losses with James Starks? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving James Starks formerly of Caldwell International Securities related to his alleged violation of FINRA rules. Starks has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Starks may be able… Read more »