888-923-9223Did you incur investment losses with Thomas Hogle? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Thomas Hogle of B.B. Graham & Company related to his alleged unsuitable investment recommendations. Hogle also has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Hogle, may be able… Read more »
Monthly Archives: October 2015
Invest with Adam Bollinger?
Did you incur investment losses with Adam Bollinger? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Adam Bollinger of Edward Jones related to his alleged conversion of client funds for personal use. Bollinger also has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Bollinger may be… Read more »
Invest with Darnell Deans?
Did you incur investment losses with Darnell Deans? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Darnell Deans of Blackbook Capital LLC related to his alleged borrowing of customer funds without approval from the firm. Deans has been fined $10,000 and suspended by FINRA. Fortunately, for those investors that incurred losses… Read more »
Invest with Robert Marks?
Did you incur investment losses with Robert Marks? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Robert Marks of Cape Securities Inc. related to his alleged churning, excessive, and unauthorized trading. Marks has two customer complaints on his record. Fortunately, for those investors that incurred losses investing with Marks may be able to… Read more »
Invest with Tyler Boone Powell?
Did you incur investment losses with Tyler Boone Powell? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Tyler Boone Powell of Stifel, Niclaus & Co, Inc. related to his alleged unsuitable investment activities without client authorization or authorization from Wells Fargo Advisors’. Powell also has been fined $5,000 and has been… Read more »
Invest with David Garcia Cirilo?
Did you incur investment losses with David Garcia Cirilo? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving David Garcia Cirilo of Morgan Stanley related to his alleged unsuitable investment advice, breach of fiduciary duty and unauthorized transactions. Cirilo currently has five pending customer complaints against him. Fortunately, for those investors that… Read more »
Invest With Andres Rubert?
Did you incur investment losses with Andres Rubert? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Andres Rubert formerly of Citigroup Global Markets, Inc. and Newport Coast Securities, Inc. FINRA found that Rubert falsified the signatures of seven customers on dozens of his member firm’s documents. Rubert has been fined $5,000 and suspended… Read more »
Update On Dawn Bennett and Bennett Group Financial
The Securities and Exchange Commission (“SEC”) recently filed charges against Dawn Bennett. The SEC alleged that Bennett, misrepresented the amount of investments her company had under its management. Bennett, also hosted a weekly radio show called “Financial Myth Busting with Dawn Bennett”, was alleged to have overstated the assets under management by over $1.5 billion. Fortunately, for those investors… Read more »
Spruce Alpha LP Fund Losses
Did you incur investment losses in the Spruce Alpha LP Fund? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving the Spruce Alpha LP Fund. The Spruce Alpha LP Fund, has lost 48% of its value during the month of August 2015. Fortunately, for those investors that incurred losses investing in… Read more »
Invest With Alejandro Torres
Invest with Alejandro Torres? Did you incur investment losses with Alejandro Torres? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Alejandro Torres formerly of Wells Fargo LLC related to his alleged conversion of client funds and unapproved outside business activities. Torres also has been barred by FINRA. Fortunately, for those investors that… Read more »