Did you incur investment losses with Stanley Keyes?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Stanley Keyes of Kovack Securities Inc. related to his alleged unsuitable investmentrecommendations, unauthorized trading, misrepresentations and breach of fiduciary duty.
Keyes has five customer complaints and one regulatory action against him.
Fortunately, for those investors that incurred losses investing with Keyes may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).
For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.