Invest with Alejandro Torres? Did you incur investment losses with Alejandro Torres? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Alejandro Torres formerly of Wells Fargo LLC related to his alleged conversion of client funds and unapproved outside business activities. Torres also has been barred by FINRA. Fortunately, for those investors that… Read more »
Posts Tagged: Broker
Invest with Patrick McGrath III?
Did you incur investment losses with Patrick McGrath III? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Patrick McGrath III of Oppenheimer & Co related to his alleged borrowing of funds from clients at Oppenheimer. McGrath also has been suspended and fined by FINRA. Fortunately, those investors that incurred losses… Read more »
Invest with Bruce R. Geiger?
Did you incur investment losses with Bruce R Geiger? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Bruce R. Geiger of Thrivent Investment Management related to alleged falsification of account documents including, annuities and life insurance forms. Geiger has been fined and suspended by FINRA. Fortunately, for those investors that… Read more »
Invest with Tammy C. Peterson?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Tammy C. Peterson formerly of Merrill Lynch related to her alleged misuse of customer’s funds. Petersen is under investigation by FINRA. Fortunately, for those investors that incurred losses may be able to recover those losses through the FINRA arbitration process. Under FINRA… Read more »
Invest with Daniel P. Glavin?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Daniel P. Glavin of Country Capital Management Company “Country Capital” related to his alleged conversion of customer funds and fabrication of account statements. Glavin has also been barred by FINRA. Fortunately, for those investors that incurred losses may be able to recover… Read more »
Invest with Michael A. DeMaria?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Michael A. DeMaria of Northwestern Mutual Investment Services LLC related to his alleged unauthorized transfer of his customer’s funds without customer consent. DeMaria has also been fined $15,000 and suspended by FINRA. Fortunately, for those investors that incurred losses may be able to… Read more »