Did you incur investment losses with Deborah Ann Ames?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Deborah Ann Ames of Allstate Financial related to her alleged payment of customer premiums in order to receive additional compensation.
Ames has been barred by FINRA.
Fortunately, for those investors that incurred losses investing with Ames may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).