Did you incur investment losses with Stephen Walker?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Stephen Walker of RBC Capital Markets formerly of Oppenheimer & Co. and Morgan Stanley related to his alleged unsuitable investments and misrepresentations.
Walker has two customer complaints against him.
Fortunately, for those investors that incurred losses investing with Walker may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).
For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.