888-923-9223All of the regulators, FINRA, SEC and the states securities commissioners advocate checking out your broker or advisor prior to doing any business or investments with him or her. However, if your broker or advisor changes firms and calls you up to sign a transfer form to move your account over to the new brokerage… Read more »
Monthly Archives: October 2010
Requesting Higher Yield on Your Portfolio? Proceed With Caution.
In today’s low interest rate environment retirees and soon-to-be retirees, on fixed income, often try to get more interest and yield in their retirement nest eggs. These investors should be wary when asking their broker or financial advisor to find investments that have higher interest or dividend rates. The compliant broker may look for suitable… Read more »