888-923-9223The Securities Law Firm of Menzer & Hill, P.A., www.suemyadvisor.com, announced today it filed an arbitration claim against UBS Financial Services, Inc. (“UBS”), (NYSE: UBS) on behalf of an investor who lost the vast majority of his retirement savings as a result of the purchase of Lehman Brothers principal protected notes (“Notes”). The claim alleges… Read more »
Monthly Archives: December 2010
The Securities Law Firm of Menzer & Hill, P.A. Files an Arbitration Claim Against vFinance Investments, Inc. a subsidiary of National Holdings Corporation.
The Securities Law Firm of Menzer & Hill, P.A., www.suemyadvisor.com, announced today it has filed an arbitration claim against vFinance Investments, Inc., a subsidiary of National Holdings Corporation (OTCBB: NHLD.OB ), for its failure to supervise one of its financial advisors who engaged in the unauthorized, unsuitable trading in speculative stocks resulting in the losses… Read more »
Broker managing your portfolio?
If you’re paying a percentage fee to your broker or financial advisor to manage your investment portfolio, be mindful of the following things. This type of account is called an “investment advisory” account and as such is subject to additional regulatory requirements incumbent on the broker. 1. Does your portfolio have a single large position? … Read more »
The Securities Law Firm of Menzer & Hill, P.A. Files an Arbitration Claim Against NEXT Financial Group.
The Securities Law Firm of Menzer & Hill, P.A., www.suemyadvisor.com, announced today it filed an arbitration claim against NEXT Financial Group (“NEXT”), for its failure to supervise one of its financial advisors who engaged in unauthorized and excessive trading within an investor’s account. Consistent with the arbitration claim this Firm just filed, the Financial Industry… Read more »