Did you incur investment losses with Keith Connolly?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Keith Connolly of Aegis Capital related to his alleged unsuitable investments.
Connolly has 13 customer complaints against him.
Fortunately, for those investors that incurred losses investing with Connolly may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).