The Securities Law Firm of Menzer & Hill, P.A. (www.suemyadvisor.com) announced today that it is continuing its investigation of the sales practices of brokerage firms that solicited purchases of Lehman Brothers Principal Protected Notes (“Notes”). Many broker-dealers marketed the Notes as safe, secure, investments without informing the purchasers of the true risks associated with the… Read more »
Monthly Archives: August 2011
The Securities Law Firm of Menzer & Hill, P.A. Files Multiple Arbitration Claims against Raymond James Financial Services, Inc. Related to the Solicitation of Inverse and Leveraged Exchange-Traded Funds (ETFs)
The Securities Law Firm of Menzer & Hill, P.A. (www.suemyadvisor.com) announces that it has filed multiple arbitration claims against Raymond James Financial Services, Inc. (NYSE: RJF) related to the solicitation of leveraged and inversed Exchanged-Traded Funds (“ETFs”). Many brokerage firms, including RJF, through their financial advisors, solicited purchases in these securities as investments, with holding… Read more »
Securities Investigation: FriendFinder Network, Inc. (NasdaqGM: FFN ) – The Securities Law Firm of Menzer & Hill, P.A. Announces Investigation of Ladenburg Thalman Financial Services (AMEX: LTS ) and Imperial Capital LLC, relating to the disclosures made in the solicitation of the Initial Public Offering of FriendFinder Network, Inc.
July 1, 2011, The Securities Law Firm of Menzer & Hill, P.A. www.suemyadvisor.com, announced today an investigation into the sales practices of Ladenburg Thalman Financial Services Inc., its subsidiaries: Investacorp Inc. and Triad Advisors, Inc. as well as Imperial Capital LLC. The investigation relates to the disclosures made to investors related to the risks involved… Read more »
The Securities Law Firm of Menzer & Hill, P.A. Files a FINRA Arbitration Claim against FS2 Capital Partners, LLC, an affiliate of Franklin Square Capital Partners Related to a Breach of Contract Claim Asserted by one of their Top Wholesalers
The Securities Law Firm of Menzer & Hill, P.A. (www.suemyadvisor.com) announced today that it has filed a FINRA arbitration claim against FS2 Capital Partners, LLC (“FS2”), an affiliate of Franklin Square Capital Partners, and Franklin Square Holdings, LP, its parent, on behalf of one of its former employees related to a breach of contract claim. … Read more »