Did you incur investment losses with Todd Shanholtzer? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Todd Shanholtzer formerly of Park Avenue Securities related to his alleged mishandling of customer funds. Shanholtzer has been fined $10,000 and suspended by FINRA. Fortunately, for those investors that incurred losses investing with Shanholtzer may be… Read more »
Posts Tagged: suspended
Invest With Andres Rubert?
Did you incur investment losses with Andres Rubert? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Andres Rubert formerly of Citigroup Global Markets, Inc. and Newport Coast Securities, Inc. FINRA found that Rubert falsified the signatures of seven customers on dozens of his member firm’s documents. Rubert has been fined $5,000 and suspended… Read more »
Invest with Jennifer Joice Trowbridge?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Jennifer Joice Trowbridge of Essex Securities LLC, in Boynton Beach, Florida related to her recommendation of switching mutual funds to her clients. According to FINRA, Trowbridge, recommended, on at least 29 occasions and in 7 customer accounts, a series of mutual fund… Read more »
Invest with Bruce R. Geiger?
Did you incur investment losses with Bruce R Geiger? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Bruce R. Geiger of Thrivent Investment Management related to alleged falsification of account documents including, annuities and life insurance forms. Geiger has been fined and suspended by FINRA. Fortunately, for those investors that… Read more »
Invest with Michael A. DeMaria?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Michael A. DeMaria of Northwestern Mutual Investment Services LLC related to his alleged unauthorized transfer of his customer’s funds without customer consent. DeMaria has also been fined $15,000 and suspended by FINRA. Fortunately, for those investors that incurred losses may be able to… Read more »
Menzer & Hill, P.A. Investigating Claims Involving Phillip Bucaro (Chicago, Illinois)
Menzer & Hill, P.A. is investigating claims involving Phillip John Bucaro (CRD #2171289, West Chicago, Illinois), an associated person with The Leaders Group. Bucaro recently entered into a Letter of Acceptance, Waiver, and Consent (“AWC”) where he was fined $7,500 and suspended from association with any FINRA member in any capacity for four months. See FINRA… Read more »