888-923-9223The Securities and Exchange Commission (“SEC”) recently filed charges against Dawn Bennett. The SEC alleged that Bennett, misrepresented the amount of investments her company had under its management. Bennett, also hosted a weekly radio show called “Financial Myth Busting with Dawn Bennett”, was alleged to have overstated the assets under management by over $1.5 billion. Fortunately, for those investors… Read more »
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Broker managing your portfolio?
If you’re paying a percentage fee to your broker or financial advisor to manage your investment portfolio, be mindful of the following things. This type of account is called an “investment advisory” account and as such is subject to additional regulatory requirements incumbent on the broker. 1. Does your portfolio have a single large position? … Read more »