The Securities Law Firm of Menzer & Hill, P.A. is investigating investor arbitration claims against Feltl & Company. On December 1, 2014, Feltl & Company entered into a Letter of Acceptance, Waiver, and Consent with the Financial Industry Regulatory Authority (FINRA) after FINRA made allegations against Feltl & Company for violations of securities industry rules. FINRA… Read more »
Posts Tagged: penny stock
Penny Stock Risks – Caveat Emptor
The securities industry has tough rules when it comes to brokers soliciting the purchase of “penny stocks.” Typically a stock is considered a “penny stock” when it trades for less than $5 a share and it does not trade on a major exchange (e.g., New York Stock Exchange or NASDAQ). Penny stocks normally trade on… Read more »