888-923-9223The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Michael Oppenheim of JP Morgan in regards to theft of client funds valuing over $20 Million. If you lost money with Michael Oppenheim of JP Morgan, please call the Securities Law Firm of Menzer & Hill, P.A. at 888-923-9223 to explore your… Read more »
Posts Tagged: negligence
Invest with Dennis K. Karasik?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Dennis K. Karasik of CKA related to his unlawful sale of bonds. On July 8, 2014, FINRA imposed a bar from association with any FINRA member firm against Karasik in connection with Karasik’s offer and sale of Diversified’s bonds. If you lost… Read more »
Invest with Terry Joe Bagwell?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Terry Joe Bagwell of Pruco Securities related to his improper supervision of representatives in an ongoing Ponzi Scheme. If you lost money with Terry Joe Bagwell or Pruco Securities , please call the Securities Law Firm of Menzer & Hill, P.A. at 888-923-9223… Read more »
Invest with Charles Fackrell?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Charles Caleb Fackrell of LPL Financial for allegedly converting customer funds and selling private securities offerings. Fackrell was terminated by LPL on December 24, 2014. If you lost money with Charles Caleb Fackrell or LPL Financial please call the Securities Law Firm… Read more »
Non-Traded REITs – Carefully Review Before Investing
FINRA has an investor alert on non-traded REITs, which investors should review prior to considering any investment into these products. Non-traded REITs are publicly registered non-exchange traded real estate investment trust (REIT). Our investigations have shown that some brokers and financial advisors fail to disclose the risks associated with these securities, to include their illiquid… Read more »
Securities Arbitration Award – Options Trading
In a recent FINRA Securities Arbitration case, against Black Diamond Securities, et al, Arbitration Panel awards the customers more than $3 Million in damages, including attorney fees, costs and interest for breach of fiduciary duty, unjust enrichment, and misrepresentation involving options trades in customer accounts. For a free case evaluation or to discuss any other… Read more »
Customer Arbitration Award – Unsuitable Investment
Gruberman v. LaSalle Street, FINRA ID #12-02021 (Chicago, IL, 1/30/2014) – In this explained Award, a customer couple win $135,000 against a broker-dealer for failing to advise them of unfavorable information on a tenancy in common it recommended. For a free case evaluation or to discuss any other investment losses, please contact the Securities Law… Read more »
Customer Arbitration Award – Promissory Note Partnership Investment
Carson v. VSR Financial, FINRA ID #11-02400 (Minneapolis, MN, 12/23/2013) – A customer complaining that he received a fractional share of a promissory note when he expected a partnership interest may be equally surprised, but certainly happier, when he recovers $40,000 more in compensatory damages than he requested. For a free case evaluation or to… Read more »
Judge Upholds Restraining Orders in Menzer & Hill, P.A.’s Putative Class Action Against DeWaay Financial
“This is a win for equity and fairness,” said Scott Adkins, Chief Litigation and Bankruptcy Counsel, with Menzer & Hill, P.A. and class action counsel for the putative class. “DeWaay has extremely limited resources and hundreds of clients who’ve lost a lot of money.”
The Securities Law Firm of Menzer & Hill, P.A. Files a Claim Against Comerica Securities, Inc. For Portfolio Losses
The Securities Law Firm of Menzer & Hill, P.A. www.suemyadvisor.com, announced today it filed an arbitration claim against Comerica Securities, Inc., a subsidiary of Comerica Bank (NYSE: CMA) on behalf of an 81 year old retired investor and his wife. The claim alleges that the Respondent and several of its brokers were negligent in the… Read more »