888-923-9223Did you incur investment losses with Andres Rubert? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Andres Rubert formerly of Citigroup Global Markets, Inc. and Newport Coast Securities, Inc. FINRA found that Rubert falsified the signatures of seven customers on dozens of his member firm’s documents. Rubert has been fined $5,000 and suspended… Read more »
Posts Tagged: losses
Update On Dawn Bennett and Bennett Group Financial
The Securities and Exchange Commission (“SEC”) recently filed charges against Dawn Bennett. The SEC alleged that Bennett, misrepresented the amount of investments her company had under its management. Bennett, also hosted a weekly radio show called “Financial Myth Busting with Dawn Bennett”, was alleged to have overstated the assets under management by over $1.5 billion. Fortunately, for those investors… Read more »
Spruce Alpha LP Fund Losses
Did you incur investment losses in the Spruce Alpha LP Fund? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving the Spruce Alpha LP Fund. The Spruce Alpha LP Fund, has lost 48% of its value during the month of August 2015. Fortunately, for those investors that incurred losses investing in… Read more »
Invest With Alejandro Torres
Invest with Alejandro Torres? Did you incur investment losses with Alejandro Torres? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Alejandro Torres formerly of Wells Fargo LLC related to his alleged conversion of client funds and unapproved outside business activities. Torres also has been barred by FINRA. Fortunately, for those investors that… Read more »
Invest with Patrick McGrath III?
Did you incur investment losses with Patrick McGrath III? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Patrick McGrath III of Oppenheimer & Co related to his alleged borrowing of funds from clients at Oppenheimer. McGrath also has been suspended and fined by FINRA. Fortunately, those investors that incurred losses… Read more »
Invest with Bruce R. Geiger?
Did you incur investment losses with Bruce R Geiger? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Bruce R. Geiger of Thrivent Investment Management related to alleged falsification of account documents including, annuities and life insurance forms. Geiger has been fined and suspended by FINRA. Fortunately, for those investors that… Read more »
Invest with Tammy C. Peterson?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Tammy C. Peterson formerly of Merrill Lynch related to her alleged misuse of customer’s funds. Petersen is under investigation by FINRA. Fortunately, for those investors that incurred losses may be able to recover those losses through the FINRA arbitration process. Under FINRA… Read more »
Customer Arbitration Award – Promissory Note Partnership Investment
Carson v. VSR Financial, FINRA ID #11-02400 (Minneapolis, MN, 12/23/2013) – A customer complaining that he received a fractional share of a promissory note when he expected a partnership interest may be equally surprised, but certainly happier, when he recovers $40,000 more in compensatory damages than he requested. For a free case evaluation or to… Read more »