888-923-9223Did you incur investment losses with Adam Bollinger? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Adam Bollinger of Edward Jones related to his alleged conversion of client funds for personal use. Bollinger also has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Bollinger may be… Read more »
Posts Tagged: investment
Invest with Robert Marks?
Did you incur investment losses with Robert Marks? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Robert Marks of Cape Securities Inc. related to his alleged churning, excessive, and unauthorized trading. Marks has two customer complaints on his record. Fortunately, for those investors that incurred losses investing with Marks may be able to… Read more »
Invest with Tyler Boone Powell?
Did you incur investment losses with Tyler Boone Powell? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Tyler Boone Powell of Stifel, Niclaus & Co, Inc. related to his alleged unsuitable investment activities without client authorization or authorization from Wells Fargo Advisors’. Powell also has been fined $5,000 and has been… Read more »
Invest With Andres Rubert?
Did you incur investment losses with Andres Rubert? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Andres Rubert formerly of Citigroup Global Markets, Inc. and Newport Coast Securities, Inc. FINRA found that Rubert falsified the signatures of seven customers on dozens of his member firm’s documents. Rubert has been fined $5,000 and suspended… Read more »
Update On Dawn Bennett and Bennett Group Financial
The Securities and Exchange Commission (“SEC”) recently filed charges against Dawn Bennett. The SEC alleged that Bennett, misrepresented the amount of investments her company had under its management. Bennett, also hosted a weekly radio show called “Financial Myth Busting with Dawn Bennett”, was alleged to have overstated the assets under management by over $1.5 billion. Fortunately, for those investors… Read more »
Customer Arbitration Award – Promissory Note Partnership Investment
Carson v. VSR Financial, FINRA ID #11-02400 (Minneapolis, MN, 12/23/2013) – A customer complaining that he received a fractional share of a promissory note when he expected a partnership interest may be equally surprised, but certainly happier, when he recovers $40,000 more in compensatory damages than he requested. For a free case evaluation or to… Read more »