Did you incur investment losses with Lori A. Hermanson? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Lori A. Hermanson of TransAmerica Financial related to her alleged conversion of funds for outside business activities. Hermanson has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Hermanson… Read more »
Posts Tagged: Broker
Invest with Barry David Abrams?
Did you incur investment losses with Barry David Abrams? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Barry Abrams of Securities Service Network Inc. related to his alleged unauthorized trading. Abrams has been suspended by FINRA. Fortunately, for those investors that incurred losses investing with Abrams may be able to recover… Read more »
Invest with William H. Watson III?
Did you incur investment losses with William H. Watson III? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving William H. Watson III of Finance 500 related to allegedly misleading customers with misleading marketing materials regarding the sale of investments of four different companies, including Bill the Butcher stock. Watson has been suspended… Read more »
Invest with Lance Joseph Gilden?
Did you incur investment losses with Lance Joseph Gilden? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Lance Joseph Gilden (“Gilden”) of J.P. Morgan related to his alleged falsification of account documents. Gilden has been suspended by FINRA. Fortunately, for those investors that incurred losses investing with Gilden may be able… Read more »
Invest with John Charles Kautter?
Did you incur investment losses with John Charles Kautter? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving John Kautter (“Kautter”) of New England Securities related to his alleged unapproved loan transactions with clients. Kautter has been suspended by FINRA. Fortunately, for those investors that incurred losses investing with Kautter may… Read more »
Invest with Michael Child?
Did you incur investment losses with Michael Child? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Michael Child (“Child”) of H. Beck Inc. related to his alleged unsuitable investments and misrepresentations. Child has 2 customer complaints against him. Fortunately, for those investors that incurred losses investing with Child may be able… Read more »
Invest with James Michael Johnson?
Did you incur investment losses with James Michael Johnson? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving James Michael Johnson (Johnson”) formerly of Commonwealth Financial related to his alleged outside business activities and misrepresentation to clients. Johnson has been suspended and fined by FINRA. Fortunately, for those investors that incurred losses… Read more »
Invest with David Sullivan?
Did you incur investment losses with David Sullivan? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving David Sullivan (“Sullivan”) formerly of JP Morgan related to his alleged discretionary trading without written authorization. Sullivan was suspended and fined by FINRA. Fortunately, for those investors that incurred losses investing with Sullivan may… Read more »
Invest with David Miller?
Did you incur investment losses with David Miller? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving David Miller (“Miller”) of Huntington Investment related to his alleged unsuitable UIT investment recommendations. FINRA has filed a complaint against Miller. Fortunately, for those investors that incurred losses investing with Miller may be able to… Read more »
Invest with Clarence Mark Tingle?
Did you incur investment losses with Clarence Mark Tingle? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Clarence Tingle (“Tingle”) of Morgan Stanley related to his alleged unsuitable investments and unauthorized trading. Tingle has 2 customer complaints against him. Fortunately, for those investors that incurred losses investing with Tingle may be… Read more »