Author: alex

Did you incur investment losses with William Marshall?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving William Marshall of Ameriprise Financial Services related to his alleged participation in selling privately issued stock without notifying the brokerage firm. Marshall sold preferred stock in BioChemics.

Marshall has been suspended by FINRA.

Fortunately, for those investors that incurred losses investing with Marshall may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web