Did you incur investment losses with William Hardy? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving William Hardy formerly of NYLife Securities LLC related to his alleged misuse of customer insurance premium funds.
Hardy has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Hardy may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).