Did you incur investment losses with William H. Watson III?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving William H. Watson III of Finance 500 related to allegedly misleading customers with misleading marketing materials regarding the sale of investments of four different companies, including Bill the Butcher stock.
Watson has been suspended by FINRA.
Fortunately, for those investors that incurred losses investing with Watson may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).