Did you incur investment losses with William Campbell? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving William Campbell formerly of Wells Fargo Advisors LLC related to his alleged unauthorized trades for clients.
Campbell has been suspended by FINRA. Fortunately, for those investors that incurred losses investing with Campbell may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).