Author: alex

Did you incur investment losses with Walter Rae Chao?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Walter Rae Chao (“Chao”) of LPL Financial related to his alleged private securities transactions without firm approval.

Chao also has been suspended by FINRA for 2 years.

Fortunately, for those investors that incurred losses investing with Chao may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web