Did you incur investment losses with Wade Lawrence?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Wade Lawrence formerly of Hilltop Securities Inc. related to his alleged fraudulent activity.
Lawrence has been sentenced to 3 years in prison.
Fortunately, for those investors that incurred losses investing with Lawrence may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).