Did you incur investment losses with Tracy Wengert?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Tracy Wengert (“Wengert”) formerly of Transamerica related to allegedly opening accounts outside of the firm and making unsuitable transactions.
Wengert has been barred by FINRA.
Fortunately, for those investors that incurred losses investing with Wengert may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).