Did you incur investment losses with Thomas Joseph Buck of The Buck Group?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Thomas Joseph Buck (“Buck”) of Merrill Lynch related to his alleged unauthorized trading and unsuitable recommendations.
Buck has been barred by FINRA.
Fortunately, for those investors that incurred losses investing with Buck may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).