The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Tammy C. Peterson formerly of Merrill Lynch related to her alleged misuse of customer’s funds. Petersen is under investigation by FINRA.
Fortunately, for those investors that incurred losses may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).
For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.