Did you incur investment losses with Stuart G. Dickinson?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Stuart G. Dickinson (“Dickinson”) formerly of WFG Investments Inc. related to his alleged fraudulent private placement securities offerings.
Dickinson has a complaint filed against him by FINRA.
Fortunately, for those investors that incurred losses investing with Dickinson may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).