Author: alex

Did you incur investment losses with Stewart Clinton Malloy?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Stewart Clinton Malloy (“Malloy”)formerly of Morgan Stanley related to his alleged unauthorized account transactions without customer or firm approval.

Malloy also has been fined and suspended by FINRA.

Fortunately, for those investors that incurred losses investing with Malloy may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web