Did you incur investment losses with Stanley Wylie Sloane?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Stanley Sloane of Morgan Stanley related to his alleged conversion of customer funds.
Sloane has been barred by FINRA.
Fortunately, for those investors that incurred losses investing with Sloane may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).