Did you incur investment losses with Sperry Younger?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Sperry Younger (“Younger”) of NMS capital related to his alleged failure to misappropriation of funds and for forging documents.
Younger has 2 customer complaints and 6 judgments against him.
Fortunately, for those investors that incurred losses investing with Younger may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).