Did you incur investment losses with Russell Macke? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Russell Macke formerly of B.B. Graham & Company related to his alleged unsuitable investments and breach of fiduciary duty.
Macke has been the subject of at least five customer complaints, two regulatory actions, and two employment terminations, and seven judgments or liens and has been barred by FINRA. Fortunately, for those investors that incurred losses investing with Macke may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).