Did you incur investment losses with Robert Michael Diehl? The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Robert Diehl of Park Avenue Securities related to his alleged sale of indexed annuities to firm customers without notifying the firm.
Diehl has been suspended by FINRA. Fortunately, for those investors that incurred losses investing with Diehl may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).