Did you incur investment losses with Qui Lam?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Qui Lam of UBS related to her alleged falsification of documents.
Lam has been suspended by FINRA.
Fortunately, for those investors that incurred losses investing with Lam may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).