Did you incur investment losses with Phillip Lefton?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Phillip Lefton of formerly of JP Hanauer & Co. related to his alleged unsuitable investments.
Lefton has one customer complaint and 4 pending against him.
Fortunately, for those investors that incurred losses investing with Lefton may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).
For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.