Did you incur investment losses with Paul V. Blum?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Paul V. Blum formerly of RBC Capital Markets LLC related to his alleged unauthorized purchase of high-yield bonds.
Blum has been fined and suspended by FINRA.
Fortunately, for those investors that incurred losses investing with Blum may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).
For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.