Did you incur investment losses with Michael Roger Griffith?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Michael Roger Griffith of NYLife Securities related to his alleged forgery of customer signatures.
Griffith has been barred by FINRA.
Fortunately, for those investors that incurred losses investing with Griffith may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).