Did you incur investment losses with Matthew Kelley?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Matthew Kelley (“Kelley”) formerly of Morgan Stanley related to his alleged outside business activities.
Kelley has been barred by FINRA.
Fortunately, for those investors that incurred losses investing with Kelley may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).