888-923-9223Did you incur investment losses with Karen Tautges-Parisian?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Karen Tautges-Parisian formerly of Ameriprise related to her alleged unsuitable investment advice.
Tautges-Parisian has been suspended 9 months and fined $5,000 by FINRA.
Fortunately, for those investors that incurred losses investing with Tautges-Parisian may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).
For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.