Did you incur investment losses with Joseph Sturniolo?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Joseph Sturniolo (“Sturniolo”) of Geneos Wealth Management Inc. related to his alleged unsuitable investments and breach of fiduciary duty.
Sturniolo has 8 customer complaints against him.
Fortunately, for those investors that incurred losses investing with Sturniolo may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).