Did you incur investment losses with John Soon Lee?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving John Soon Lee of Wunderlich Securities related to his alleged conversion of customer funds.
Lee has been barred by FINRA.
Fortunately, for those investors that incurred losses investing with Lee may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).