Did you incur investment losses with John Charles Kautter?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving John Kautter (“Kautter”) of New England Securities related to his alleged unapproved loan transactions with clients.
Kautter has been suspended by FINRA.
Fortunately, for those investors that incurred losses investing with Kautter may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).