Author: alex

Did you incur investment losses with James Stephen Witter?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving James Stephen Witter of Royal Alliance related to his alleged failure to supervise on UIT transactions.

Witter has been suspended by FINRA.

Fortunately, for those investors that incurred losses investing with Royal Alliance may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at