Did you incur investment losses with James Michael Johnson?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving James Michael Johnson (Johnson”) formerly of Commonwealth Financial related to his alleged outside business activities and misrepresentation to clients.
Johnson has been suspended and fined by FINRA.
Fortunately, for those investors that incurred losses investing with Johnson may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).