Did you incur investment losses with James Edward Rooney Jr.?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving James Edward Rooney Jr. (“Rooney”) formerly of Fox Financial Management Corp related to his alleged unsuitable life settlement recommendations.
Rooney also has been barred by FINRA.
Fortunately, for those investors that incurred losses investing with Rooney, may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).