Did you incur investment losses with Garrett Ahrens?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Garrett Ahrens (“Ahrens”) formerly LPL Financial LLC related to his alleged violation of using false and misleading consolidated reports to his clients.
Ahrens has been subject of nine FINRA customer complaints.
Fortunately, for those investors that incurred losses investing with Ahrens may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).