Did you incur investment losses with E.S. Financial Services?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving E.S. Financial Services related to allegedly failing to maintain accurate books and records.
E.S. Financial Services has been fined by FINRA.
Fortunately, for those investors that incurred losses investing with E.S. Commercial Services may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).
For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.