Did you incur investment losses with Clifford Morgan?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Clifford Morgan (“Morgan”) formerly of Uhlmann Price related to his alleged outside business activities.
Morgan has been barred by FINRA.
Fortunately, for those investors that incurred losses investing with Morgan may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).