Did you incur investment losses with Brett Hartvigson?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Brett Hartvigson of Independent Financial Group and formerly of LPL Financial related to his alleged variable annuity transactions without firm approval.
Hartvigson has 3 customer complaints against him.
Fortunately, for those investors that incurred losses investing with Hartvigson may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).
For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web atwww.suemyadvisor.com.