Did you incur investment losses with Betsy Marcom?
The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Betsy Marcom formerly of NEXT Financial related to her alleged over-concentration of bonds.
Marcom has been suspended by FINRA.
Fortunately, for those investors that incurred losses investing with Marcom may be able to recover those losses through the FINRA arbitration process.
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).