Author: alex

Did you incur investment losses with Andrew Yocum?

The Securities Law Firm of Menzer & Hill, P.A. is investigating claims involving Andrew Yocum of Summit Brokerage Services and formerly of Morgan Stanley related to his alleged unsuitable invesments.

Yocum has 5 customer complaints against him.

Fortunately, for those investors that incurred losses investing with Yocum may be able to recover those losses through the FINRA arbitration process.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web